Futures and Options Serving Intelligent Investors
SEC charged three individuals with defrauding hundreds of retail investors out of more than $11 million through two fraudulent and unregistered digital asset securities offerings.
Read More »SEC Charges Three Individuals in Digital Asset Frauds
SEC Charges Ripple and Two Executives with Conducting $1.3 Billion Unregistered Securities Offering
SEC announced that it has filed an action against Ripple Labs Inc. and two of its executives, who are also significant security holders, alleging that they raised over $1.3 billion through an unregistered, ongoing digital asset securities offering.
Read More »Digital Asset Transactions: When Howey Met Gary (Plastic)
William Hinman Director, Division of Corporation Finance San Francisco, CA June 14, 2018 Remarks at the Yahoo Finance All Markets Summit: Crypto Thank you Andy. I am pleased to be here today.[1] This event provides a great opportunity to address a topic that is the subject of considerable debate in the ...
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