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Tag Archives: Interactive Brokers

CFTC Orders Interactive Brokers LLC to Pay a $1.75 Million Penalty for Supervision Failures

Interactive Brokers

CFTC filed and simultaneously settled charges against Interactive Brokers LLC, a registered futures commission merchant, for failing to diligently supervise the handling of its customer accounts by not adequately preparing and configuring its electronic trading system to receive negative prices and calculate margin on April 20, 2020

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